Intonation:

Inspector #20

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Tuning has always been a bugbear for guitarists. Every guitar player - and every guitar builder and repairer - is familiar with the problem. No matter how good the instrument, and how well tuned and adjusted, it never sounds perfectly in tune in all positions and keys.

This is not the fault of the guitar. It is not designed to play perfect intervals (except for octaves and unisons) in any position, or any key. It is designed to play the equal-tempered scale, and it is perfectly possible to adjust and intonate almost any well-made guitar so that it plays this scale pretty accurately. The problem with equal temperament, though, is that it is artificial, a mathematical construct, and it conflicts with the physical properties of real-world strings.

Real-world strings produce harmonics which are pure fractions of the speaking length of the string. The ancient Greeks and Chinese knew about the pure intervals, and constructed their musical scales around them. But Nature throws a spanner in the works by making the natural tone row irregular, so instruments tuned in this way cannot modulate to different key signatures without adding more intervals to the octave.

There is another problem in that 7 pure octaves and 12 pure fifths do not add upp the same:

7 octaves = (2/1) ^7 = 128
12 fifths = (3/2) ^12 = 129.74

The discrepancy works out to 24 cents (almost exactly a quarter-tone), and is known as the "Pythagorean Comma". Finding a way around these problems has been the cause of much controversy and many bitter arguments among music theorists for two and a half millenia.


To make a fixed-interval instrument with 12 notes in the octave useable in all the key signatures, the purity of the intervals has to be compromised. This is called "tempering". A temperament is a specific way of dividing the Pythagorean comma among the intervals of the octave. There many alternative ways to do this on keyboard instruments, and it is only in the last 150 years that equal temperament has taken over as the accepted standard.

As far as the guitar and other fretted instruments having 12 straight, unbroken frets to the octave are concerned, equal temperament is the only choice. Back in 1581, Vincenzo Galilei (Galileo's father), explained the need for equal semitones logically and correctly - "since the frets are placed straight across the six strings, the order of diatonic and chromatic semitones is the same on all strings. In chords, therefore, a C# might be sounded on one string, and a Db on another - this will be a very false octave unless the instrument is in equal temperament."

Equal temperament divides the octave into twelve exactly equal semitones. The resulting equal divisions are a logarithmic function of the speaking length of the string, rather than pure fractions, and thus are not a true analog of the natural harmonic series.

Equal temperament is the ultimate compromise. Tonal purity is sacrificed for ease of modulation. Depending on your viewpoint, equal temperament either a) makes every key equally in tune, or b) makes every key equally out of tune... The idea is to make it possible to play all intervals and chords, in all keys, with the same relative accuracy. Although every key is very slightly out of tune, every key is also useable. No key sounds worse than any other key. The same applies to all chords. Theoretically, that is. In practise certain intervals and chords can still sound dissonant. Thirds are especially troublesome, as the even-tempered minor third is 16 cents flat to the "pure" minor third and the even-tempered major third is 14 cents sharp of pure. The equal-tempered major sixth is 16 cents sharp of just, and the equal tempered major seventh is 12 cents sharp of just. The only interval which is identical in the two scales is the octave.
Those readers who are interested in the theory behind all this can check out my essay Tuning and Temperament, which goes into the history and development of tuning theory, from Pythagoras to the present.

The purpose of this article is to show how to get the best out of the equal tempered guitar.



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COMPENSATION

As we have seen, equal tempered fret spacing can be calculated mathematically to a high degree of accuracy. If this were all there was to it we would be laughing. However, if the bridge is placed at exactly the theoretical position (nut - 12th fret distance multiplied by 2), the fretted notes will get progressively sharper the further up the fingerboard one plays. This is because fretting the strings stretches them by a small amount, raising the tension and therefore the pitch of the notes produced. Action height is normally lowest at the nut and highest at the last fret, so the sharping effect increases with distance from the nut. To compensate for this, length is added to the string at the bridge end. The amount necessary varies from string to string, generally increasing from treble to bass. "Intonation" means adjusting this compensation until the open notes and the 12th fret notes of each string are exactly one octave apart.

Most modern electric guitars have a separate length-adjustable bridge saddle for each string, and the octaves can be intonated very precisely by the owner using an electronic tuner. Acoustic guitars usually have a fixed, narrow bridge saddle which gives little room for compensation.

Steel-string acoustic guitars usually have a straight slanted bridge saddle. Most nylon-strung guitars have either a straight bridge saddle with the same compensation for all six strings, sometimes with extra compensation on the G-string. This works fairly well due to the smaller differences in diameters in nylon string sets.
Most often the only way to improve the intonation of acoustic guitars is to install a wider saddle and file in the correct intonation points. Such work is best left in the hands of a professional with the appropriate equipment and experience.


INTONATION

Intonating most electric guitars is so simple that every guitarist with access to an electronic tuner should be able to do it himself. And since intonation is also affected by one's individual playing style - how hard one presses down the strings, for example - it makes sense that a guitar should be intonated by the person who is going to play it.

The nut, truss rod and action height should be adjusted to taste before you start intonating, otherwise you may as well not bother. It is also a waste of time (except in an emergency situation) to try to intonate with worn strings. For best results, restring and adjust the instrument, and then wait 24 hours to let the strings settle before fine-adjusting the intonation. (By all means give it another check and final adjustment 24 hours after that, too.) For most guitars you will only need a new set of strings, a screwdriver or key of the correct size for the bridge saddles' length adjusting screws, a good electronic tuner, and patience. Don't attempt to adjust your intonation by ear (unless you have perfect pitch) you'll only drive yourself crazy!



The goal of intonation is to adjust the length of each string individually until it plays pure octaves between the open string and the twelfth fret, between the first fret and the 13th fret, the 2nd and the 14th, and so on, as closely as possible. Start by tuning all six strings with the tuner (and keep checking the overall tuning throughout the procedure). The guitar should be held in playing position - the tuning will be noticeably affected by gravity, among other things, if the guitar is laid on its back.

Using the tuner, first compare the open string note to the note at the twelfth fret. The tuner should give exactly the same reading. If not, and the twelfth fret note is flat compared to the open note, the string length is slightly "too long", and the bridge saddle must be moved towards the neck. Conversely, if the twelfth fret note is sharp to the open note, the string is "too short", and the saddle must be moved away from the neck. Adjust the saddle, retune the open string and compare again. Repeat the procedure until the two notes agree. Do the same for the remaining strings.

Adding length to the string at the bridge end to correct the intonation at the 12th fret has an unfortunate side-effect, in that this also lengthens the distance from the higher frets to the bridge, which can throw the intonation off at the top end of the range.

To check for this, compare the 5th fret with the 17th fret, and the 7th fret with the 19th fret. If there is a problem, it may be necessary to compromise the 12th fret a tad to get acceptable intonation in the high register. If the guitar is seldom played above the 10th fret, though, it's obviously better to optimise the low end instead.

All the strings will end up slightly longer than the theoretical scale length, which is the distance from the nut to the twelfth fret x 2. The thicker the string, the more its tension increases when fretted. The lower strings therefore need more "compensation", as this small increase in length is called. A plain string needs more compensation than a wound string of the same diameter, so, in most cases, the high E string will be shortest, the B string a little longer, a plain G a little longer still, the D string a little shorter than the G, the A string a little longer than the D, and the low E longest of all.

Heavy gauge strings need less overall compensation than lighter gauges. This is because they are already at a higher tension than lighter gauges, and thus the percentage of tension added by fretting the strings is relatively less than for lighter gauges.
 
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TROUBLESHOOTING

There are a host of problems that can cause a string or strings to tune falsely. If one string behaves very differently to the rest of the set, the first thing to suspect is a bad string. If replacing it doesn't cure the problem, check the following:

Make sure the string is making clean contact with the fingerboard edge of the nut. Sometimes a string of different thickness than the one replaced will not fit into the slot properly. The slot widths should be as close as possible to the diameters of the individual strings, without the strings binding. The slots should be rounded over a little towards the tuner side of the nut, so that each string makes solid contact at the fingerboard edge of the nut. The depth of the slots is checked by fretting each string between the second and third frets, and checking the clearance over the first fret. The string should NOT touch the first fret - you should just be able to get a piece of thin paper in between. Much higher than this, though, and the extra amount the string must stretch to be fretted at the first few frets will cause these frets to play sharp. (Too low and the open string will rattle on the first fret when played.)

Check that the string is making clean contact with the bridge saddle. On acoustics, is the bridge saddle standing up straight in its slot? If it leans forwards (toward the neck) the guitar will almost certainly play sharp up the neck.

Flat frets can also contribute to bad intonation.The frets should be properly crowned (rounded), so that the strings make contact at the centrelines of the frets and not at the front edges.

If accuracy of intonation at the lowest frets is a problem, even when the guitar plays "perfect" octaves at the 12th fret and between the upper frets, it may be time to look at the next parameter.
 
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NUT COMPENSATION

All guitar players are familiar with the common tendency of most guitars to play slightly sharp at the first couple of frets. Lowering the nut as far at it will go before the open string rattles on the first fret minimises this effect, but does not totally eliminate it.

There are two key differences between each string's open note and all its fretted notes.
1) Finger pressure on every note except the open note.

The finger stretches the string slightly, sharpening the note produced. This sharpening effect normally increases in a fairly linear way towards the higher frets and is compensated for by lengthening the string at the bridge saddle over and above the theoretical scale length. So far so good. However, an anomaly arises in the intervals between the open note and the first couple of frets, because of the second key difference between open and fretted notes, which the design of the conventional fingerboard fails to take into account. This is:

2) "End effects" on the open note alone.

As the string is held motionless at the nut and the bridge, the first tiny part of it at each end is prevented from vibrating freely. The effective speaking length of the open string is therefore slightly shorter than the theoretical string length used to calculate the fret locations. This means that depressing a string at the first fret shortens it a tad too much for it to create the correct frequency - it sounds sharp relative to the open string. This cannot be compensated for at the bridge saddle without compromising the intonation of the rest of the frets.

By shortening the distance from the nut to the first fret, the note created by depressing the string at the first fret is flattened relative to the open string. Since the frets are not moved - they are placed in accordance with theory - their pitches are unaffected by the moving of the nut. It is only the relative pitch of the open string to the notes at the first couple of frets that is perceptibly altered.


A handful of top-line luthiers go in for nut compensation in a really big way, compensating the nut different amounts for each string. Others use a compromise position for the nut which compensates all strings equally. Still others claim ferociously that nut compensation is a crock...

There is little real agreement on exactly how much compensation is necessary - if any! - but figures of from half a millimeter to as much as one and a half millimeters are quoted. My own experience is that a little goes a long way.
 
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TUNING METHODS EVALUATED

List
It is worth repeating that the tempered scale is a compromise. It follows that the tuning of the guitar is also a compromise. However it is a very successful compromise which enables us to play almost all intervals and chords in all keys with the same relative accuracy.

The only pure fretted intervals that can normally be produced on the guitar are unison and octave. In tempered tuning fifths are lowered by 2 cents compared to pure. Fourths are raised by 2 cents from pure. Thirds are raised 14 cents, and minor thirds lowered 16 cents, from pure.

The guitarist needs to develop a "tempered ear" to be able to discern whether a guitar tunes well or not. Even without a "tempered ear", though, it's easy to tune a guitar to the equal tempered scale, as long as you remember that the only pure fretted intervals that can normally be produced on the guitar are unison and octave, and that these intervals are therefore the only ones usable for tuning purposes. One must also be aware that ALL harmonics are pure intervals, and that only the octave harmonics (above the 12th and 5th frets) should be used when tuning.

There are a whole slew of methods - some better, some worse - used to tune guitars. The following is a discussion of the most common methods. Note, however, that some methods that do not work on the guitar work fine on fretless instruments, including the violin family. It is perfectly possible to play pure intervals on instruments which lack frets. They can therefore be tuned in ways that do not work for the guitar. We are discussing only guitar tuning here though, and the tuning methods are evaluated with this in mind.
 
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TUNING METHODS EVALUATED

List
It is worth repeating that the tempered scale is a compromise. It follows that the tuning of the guitar is also a compromise. However it is a very successful compromise which enables us to play almost all intervals and chords in all keys with the same relative accuracy.

The only pure fretted intervals that can normally be produced on the guitar are unison and octave. In tempered tuning fifths are lowered by 2 cents compared to pure. Fourths are raised by 2 cents from pure. Thirds are raised 14 cents, and minor thirds lowered 16 cents, from pure.

The guitarist needs to develop a "tempered ear" to be able to discern whether a guitar tunes well or not. Even without a "tempered ear", though, it's easy to tune a guitar to the equal tempered scale, as long as you remember that the only pure fretted intervals that can normally be produced on the guitar are unison and octave, and that these intervals are therefore the only ones usable for tuning purposes. One must also be aware that ALL harmonics are pure intervals, and that only the octave harmonics (above the 12th and 5th frets) should be used when tuning.

There are a whole slew of methods - some better, some worse - used to tune guitars. The following is a discussion of the most common methods. Note, however, that some methods that do not work on the guitar work fine on fretless instruments, including the violin family. It is perfectly possible to play pure intervals on instruments which lack frets. They can therefore be tuned in ways that do not work for the guitar. We are discussing only guitar tuning here though, and the tuning methods are evaluated with this in mind.
 
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References

Owen Jorgensen: Tuning: Containing the Perfection of Eighteenth-Century Temperament, the Lost Art of Nineteenth-Century Temperament, and the Science of Equal Temperament: Michigan State University Press, 1991.

Mark Lindley: Lutes, Viols, and Temperaments: Cambridge University Press, 1984
(An exposition of historical evidence from the 16th- to the mid-18th century. Equal temperament is shown to have been the norm for fretted instruments, with some use of meantone and other systems in individual cases. A short cassette tape is available separately from the publisher.)

Sir Jack Westrup & F. Ll. Harrison: Collins Encyclopedia of Music, London 1984

Thomas D. Rossing: The Science of Sound: Addison-Wesley Publishing, 1982

Franz Jahnel: Manual of Guitar Technology: Frankfurt, 1981

John Backus: The Acoustical Foundations of Music: W.W. Norton & Co., 1977

Hideo Kamimoto: Complete Guitar Repair: New York, 1975

J. Murray Barbour: Tuning and Temperament - A Historical Survey: Michigan State College Press, East Lansing, MI, 1951

Sir James Jeans: Science and Music: Cambridge, 1937
 
Really? I thought ya' just move the thingys on the bridge until every thing sounds honkey dory. (Sorry, sarcasm is in my nature)

Thanks, I think I understand much more of the background now.
 
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